Financial Markets Act 19 of 2012 & Rules and Regulations

Product Details:
Author(s):
Juta’s Statutes Editors
Year Published:
2021
Edition
4th Edition
Type:
Print | Pocket Size
Language:
English
About this publication
This title in the Juta’s Pocket Statutes series reflects the law as at 19 April 2021.
Key Benefits
Up-to-date
Accessible
Affordable
Also available as part of the 5-volume Corporate Pocket Library.
Content
Key Addresses
Quick Finder for Key Topics
Financial Markets Act 19 of 2012
PENDLEX: Act 9 of 2017
Rules and Regulations
Rules of Strate Limited, 1999
Code of Conduct for authorised users, 2005
Equities Rules, 2005
Requirements imposed by the Financial Services Board for nominees to operate in South Africa, 2007
Application for approval of the acquisition or the holding of shares or any other interest in a market infrastructure, 2013
Conditions applicable to the demutualisation of an exchange, central securities depository or independent clearing house, 2013
Conditions applicable to the inclusion by an exchange of securities issued by it in its own list, 2013
Accounting records to be maintained by a regulated person, 2013
Determination of fit and proper requirements for market infrastructures, 2013
Penalties to be imposed by the registrar, 2013
Matters to be reported on by auditor of a regulated person, 2013
Report by a market infrastructure to the registrar, 2013
Conditions applicable to the amalgamation, merger, transfer or disposal of market infrastructures, 2013
Requirements applicable to the granting of a market infrastructure licence, 2013
Directive and Guideline 1 of 2014: Directive and Guideline regarding infrastructures provided by companies facilitating trading in their own securities
Notice regarding conflicts of interest
Prescribed Fees, 2015
Reporting of transactions to the Registrar
Financial Markets Act Regulations
Interest / Benefit to
Auditors and accounting professionals
Bankers
Authorised security users
Financial institutions
Brokers and inter-dealer brokers
Financial professionals and service providers
Stockbrokers & security traders