Financial Intelligence Centre Act 38 of 2001 & Regulations AND Financial Advisory and Intermediary Services Act 37 of 2002 & Regulations (2-volume set)

Product Details:
Author(s):
Juta’s Statutes Editors
Type:
Print | Pocket Size
Language:
English
About this publication
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Key Benefits
 
Up-to-date
Accessible
Affordable
Content
Financial Intelligence Centre Act 38 of 2001 & Regulations
Key Addresses 
Quick Finder for Key Topics
Financial Intelligence Centre Act 38 of 2001
PENDLEXES: Act 1 of 2017; Act 9 of 2017
Regulations
Money Laundering and Terrorist Financing Control Regulations
Exemption in terms of the Act (section 29)
Guidance concerning identification of clients
Guidance to Financial Services Industries regulated by the Financial Services Board concerning the meaning of the word ‘Transaction’
Exemptions for banks
Exemptions for Management Companies of Collective Investment Schemes in terms of the Act
Second Reporting Exemption
Guidance for banks on customer identification and verification and related matters
Third Reporting Exemption
Guidance on Suspicious Transaction Reporting
Exemption in terms of the Act (prepaid card)
Exemption in terms of the Act (section 28) 
Directive 01/2013: Updating of registration information of accountable and reporting institutions
Directive 02/2014: Use of login credentials pursuant to registration with the Financial Intelligence Centre Act
Directive 03/2014: Notification of failure to report
Directive 04/2016: Updating of registration-related information to access the new registration and reporting platform of the Financial Intelligence Centre
Financial Advisory and Intermediary Services Act 37 of 2002 & Regulations (including supplementary material on CD-ROM)
Key Addresses 
Quick Finder for Key Topics
Financial Advisory and Intermediary Services Act 37 of 2002
Regulations
Selected Codes of Conduct
Selected Exemptions
Selected Determinations
CD-ROM containing Ombud Rules and Related Material
Interest / Benefit to
Compliance officers
Auditors
All product suppliers issuing financial products covered by the Act
Students & lecturers
State organs and other financial services industry regulators and representative and advisory bodies